- Unless otherwise specified, references to “Prime Quadrant” on this website are intended to mean the Prime Quadrant group of companies. The firms that comprise the Prime Quadrant group of companies include Prime Quadrant Corp. and Prime Quadrant US, LLC. Each firm provides specific services in a particular geographic area and is subject to the laws and professional regulations of the particular country or countries in which it operates. Each firm enters into client engagements independently. No advice is intended to be rendered, nor is any advice provided, by a Prime Quadrant company unless a client service agreement is in place.
- Prime Quadrant firms are separate and distinct legal entities, which cannot obligate each other. Each Prime Quadrant company is liable only for its own acts or omissions and not those of each other. Each Prime Quadrant firm is structured differently in accordance with national laws, regulations, customary practice, and other factors, and may secure the provision of professional services in its territory through subsidiaries, affiliates, and/or other entities.
- Prime Quadrant US, LLC is a U.S. SEC registered investment advisor that provides U.S. portfolio management services. Advisory services are only offered to clients or prospective clients where Prime Quadrant US, LLC. and its representatives are properly registered or exempt from registration. Please visit here to view Prime Quadrant US, LLC’s Part 2a Brochure and Part 3 Form CRS Relationship Summary, both as filed with the SEC.
- Prime Quadrant Corp. is registered as a portfolio manager, exempt market dealer in the provinces of Ontario, Quebec, Manitoba, Alberta, British Columbia, and Saskatchewan. Prime Quadrant Corp. is also registered as an investment fund manager in the provinces of Ontario and Quebec. Prime Quadrant Corp. provides independent investment management services to Canadian individuals, institutions, and other organizations. Advisory services are only offered to clients or prospective clients where Prime Quadrant Corp. and its representatives are properly registered or exempt from registration. Please visit here to view Prime Quadrant Corp.’s relationship disclosure information.
- For greater certainty, Prime Quadrant US, LLC’s services are only offered to residents based in the United States. Conversely, Prime Quadrant Corp.’s services are only offered to residents based in Canada.
Privacy Policy Terms of Use
